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What is Securities?

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Securities law is a specialized subdivision of business law. Securities lawyers deal with the law as it relates to the purchase and sale of stocks, bonds and other investments. They tackle legal issues associated with stocks, bonds and investments.

A lot of a securities lawyer’s practice revolves around counselling clients (which may be public or private corporations, brokerage houses or small businesses) who are trying to raise capital, or individual investors who believe that their investment was mishandled or that they were misled during the investment process. It also involves gathering the disclosure documents and ensuring their compliance with SEC regulations.

A popular specialization of late, a securities lawyer represents clients with respect to stocks, mutual funds and bonds. Whether you run a small company or a large corporation, you will likely need a securities lawyer to advise you on private and public securities regulations.

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This material has been provided for general informational purposes only and does not constitute legal advice.